Are you tired of keeping up with the markets, wondering if you could be doing more with your investments, and feeling stress about your financial future? We can help.
Our experience in portfolio construction, tax impact management, and retirement account regulations allows us to provide you ongoing investment oversight. Client accounts are held securely at TD Ameritrade Institutional where we have access to thousands of exchange traded funds and mutual funds. Our Investment Management service begins with a 15-minute phone call to discuss what services you are looking for, what your goals are, and whether it would make sense to consider hiring our firm to manage your family’s investments.
Most investment assets can be transferred to a new financial advisor without incurring tax liabilities or penalties. Stocks, bonds, mutual funds, and exchange traded funds are typically very easy to move.
The most common exceptions to this rule are proprietary products, insurance products such as annuities, non-traded real estate investments, and penny stocks. We review these investments on a case-by-case basis to ensure that we do not create any unfavorable tax consequences.
Yes. We have both a moral and legal obligation to act in the best interests of our clients at all times.
Investment management fees range from 1.00% to 0.70% of the managed account value annually. Fees are billed on a pro-rated, quarterly basis.
We do not receive any commissions or other hidden fees.
We conduct quarterly investment reviews with most of our clients. We also contact most clients during times of market volatility.
During our new client onboarding process, we will discuss how often you would like to review your investments.
Our clients investment accounts are held securely at TD Ameritrade Institutional or another custodian of their choosing.
Yes! Clients can login to their TD Ameritrade Insitutional accounts at www.advisorclient.com
Clients can deposit funds into their accounts either by linking their checking account or mailing a check. Clients can request withdrawals be deposited into their bank accounts or they can request a check by mail.
Want to work with us?
Want to work with us?